Compliance Manager

Location: Melbourne, Victoria
Job Type: Permanent
Reference: JO-1808-163318
Salary: $120000 - $150000.00 per annum
Our client is a rapidly expanding Financial Investments business that has a need for an experienced Compliance Manager. Within this exciting and diverse role, you are assisting the business with management and oversight of the compliance program and liaising with ASIC and AUSTRAC regulatory authorities.

The role will be a key part of the management and oversight of compliance and regulatory requirements as the organisation seeks to expand its operations here in Australia.

As the Compliance Manager, you will have a solid understanding of the regulatory environment governing financial services and good knowledge of local and international Prudential Standards and also be admitted to practice law.

Regulatory Compliance Manager Duties will include:
  • Oversight and Management of key transformation across all products with a range of products and services
  • Ensure that the current regulatory framework and Policies and standards reflect ever-increasing changes 
  • Ensure the business is aware of their regulatory obligations
  • Manage dispute resolution cases 
  • Assist in compliance training 
  • Ensure AML/CTF obligations are met 

To be considered for this role you will have: 
  • Previous experience in a Compliance Manager position within a financial services company
  • Be admitted to practice 
  • Extensive exposure to regulatory bodies 
  • Previous experience in a people management position 
  • Previous exposure to dispute resolution

Some of the career rewards that come with this organization are:
  • Competitive Salary 
  • Career progression with growing organization
  • High performing culture
Please apply today or call Kate on 9098 7426 if you would like to know more.