Compliance Manager

Location: Sydney
Job Type: Permanent
Reference: JO-1806-161883
Salary: Please call Herman Benade 0390987421
Our client is a rapidly expanding Financial Investments business that requires an experienced Compliance Manager. Within this exciting and diverse role, you are assisting the business with management and oversight of the compliance program and liaising with ASIC and AUSTRAC regulatory authorities.

The role will be a key part of the management and oversight of compliance and regulatory requirements as the organisation seek to expand its operations here in Australia.

As the Regulatory Compliance Manager ideally you will have a solid understanding of the regulatory environment governing financial services and good knowledge of local and international Prudential Standards.

Regulatory Compliance Manager Duties will include, but is not limited too;
  • Oversight and Management of key transformation across all products with a range of products and services
  • Ensure that the current regulatory framework and Policies and standards reflect ever-increasing changes to both a local and also international level.
  • Ensure the business is aware of their regulatory obligations
  • Ensure AML/CTF obligations are met
  • Ensure that yearly CPD targets are met
To be considered for this role you will have: 
  • Relevant degree with extensive exposure to Australian regulatory bodies.  
  • Strong knowledge laws and regulations relating to derivatives products and wealth and fund management
  • Ability to construct and implement compliance framework.  
  • Excellent analytical, written and verbal communication 
  • Exposure to organisational change processes specific to compliance 
Some of the career rewards that come with this organization are:
  • Competitive Salary with lucrative bonus structure
  • Career progression with growing organization
  • Overseas travel opportunities.